Reasons for involving patients and the public in research

In ‘Definition, purpose and values of patient and public involvement‘ we described overarching principles of involvement. In this summary we look in more detail at the many different reasons why researchers were involving patients and the public in their work.

At its most basic level this could be because they knew they had to. National policy has increasingly encouraged involvement in research, and the NHS National Institute for Health Research, and some medical research charities and other funders, now require research grant applicants to explain how they have involved people in preparing the application and how they will involve people during the course of the study (or if not, why not). Ethics committees and grant funding panels commonly include lay reviewers, although as Felix commented, ‘Ive heard from people that sit on these bodies they don’t have a single proposal that has been turned down based on the quality of the public involvement itself.’ Bernadette also commented that it’s mainly her scientific peers on funding panels that she needs to convince rather than lay representatives. As a basic science researcher it is harder to see where involvement fits.

Narinder recognises that funders now require patient involvement in grant applications. But people should take it seriously and not treat it as a tick box thing.

Age at interview 64

Gender Male

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Suzanne’s thinking on involvement has moved from doing it to satisfy an ethics committee to seeing it as a way to change the balance of power.

Age at interview 40

Gender Female

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Jim suggests your proposal will sail through ethics’ if it has had meaningful patient input.

Age at interview 52

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Catherine thinks her colleagues only see involvement as important if it helps them get funding. She hopes to persuade them to see it a positive opportunity.

Age at interview 29

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Bernadette only started involving people because she had to. She’s unsure how useful it will be for lab research, but will give it a go. Sometimes change only happens if people are pushed into it.

Age at interview 39

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But researchers we talked to described many other practical and philosophical reasons for involvement, including generating new research ideas; improved participant information; designing better interventions; making research easier and more acceptable for people taking part; more patient-centred data collection and outcomes; enriching data analysis; supporting dissemination of results; and avoiding wasteful or pointless research. (See also ‘Definition, purpose and values of patient and public involvement‘ and ‘Researchers’ examples of the value and impact of involvement‘).

Stuart describes how researchers and clinicians need to understand what outcomes are important to families of children with cerebral palsy and what interventions are acceptable.

Age at interview 59

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Good patient involvement has given Carl and the funder confidence that his trial will work and not be a waste of money.

Age at interview 46

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Jen’s first experience of patient involvement helped her rescue a study that was failing to recruit. Involving people earlier would have saved 2 years of work.

Age at interview 29

Gender Female

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John can’t think of any occasion in his experience where a patient has come up with a new research area but it’s useful if they endorse your ideas. That does not mean to say that he does not hope for such ideas in the future. Time will tell

Age at interview 59

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For Tina, participatory action research is the best way to get people involved in defining their own research questions.

Age at interview 56

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Involving users when reflecting on the data analysis helped give different perspectives.

Age at interview 42

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Community meetings can help researchers think how to disseminate useful messages from their research more effectively.

Age at interview 50

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Tom argues that setting research questions which matter to patients helps avoid wasteful research.

Age at interview 54

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Pharmaceutical companies drive a lot of research investment in new drugs. Involving people helps balance this with patient priorities for research.

Age at interview 39

Gender Female

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Sometimes the reasons were less focused on a specific goal and more just about humanising the research, reminding researchers what matters, and helping them think differently, or ‘keeping their feet on the ground’ as Jim put it. Sergio felt this was especially important for young researchers with little experience of patient contact. For Kristin and others, the main reason was to change the balance of power. However, as Suzanne (and Bernadette above) pointed out, the setting can be important, and it may be more difficult to see how involvement can benefit basic lab science. Several researchers pointed out that you should be clear why you are involving people and what your expectations are (see also ‘Definition, purpose and values of patient and public involvement‘ and ‘Measuring impact of involvement‘).

Kristin wanted to involve children to change the balance of power between researchers and the people they research.

Age at interview 42

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Sergio thinks involvement can make small differences to how you do research, but more importantly it makes it more accessible and makes researchers aware of what matters to patients

Age at interview 59

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Patient involvement can make you think differently even if the impact is not huge. But Alison sometimes feels under pressure to be more positive about it than she feels. She says about sixty percent I want to do it.

Age at interview 47

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Suzanne says you forget how institutionalised you get. Involvement is about more than just improving information leaflets. It can change your approach completely.

Age at interview 40

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Eric and Ceri discuss how just having patients in the room reminds everyone why they’re doing the research, as well as more practical things such as reviewing information leaflets.

Researchers might also have quite personal reasons for wanting to involve people. These included feeling that it was rewarding, enjoyable and made their work more meaningful and valuable (see also ‘Feelings about involvement and emotional impact‘), but also that it was helping them acquire valuable skills for their academic career. Fiona said it was great fun and ‘a very rich part of my life’, Sergio found it ‘elating’, and Marian described it as ‘positive reinforcement’. Valerie commented that some of her health economics and statistics colleagues love to come to her PPI group because they ‘really enjoy the contact time’. Alice and Alison described how involving people gave them confidence and reassurance they were going in the right direction.

Marian used to get a real buzz’ she got from clinical contact with patients. Involving people in her research gives her some of the same positive reinforcement.

Age at interview 46

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Involving people makes you feel good about what you do. Stuart finds it moving, enjoyable and useful.

Age at interview 59

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Involving people makes doing the research far more fun’ and makes it all very real and meaningful.

Age at interview 48

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Sarah A feels passionate’ about involvement, but thinks some of her colleagues only view it as something fashionable that’s useful for her CV.

Age at interview 32

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Alice feels involving people can help give you confidence about your research design. It’s also enjoyable and interesting.

Age at interview 26

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Involving people is gratifying and Felix feels it keeps him fresh. But he recognises playing the user card’ gives him leverage within the power dynamics of academic life.

Age at interview 36

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While many positive reasons for involving people were identified, some researchers were critical of the assumption that it was always a good thing, and described pressure to do it because it was ‘trendy’, ‘fashionable’ and ‘politically correct’. Whilst it may be true that researchers are usually in a more powerful position than patients and the public, researchers can also feel disempowered and vulnerable. A number of our participants were very worried about preserving their anonymity and not being seen to say anything openly critical; a few withdrew their interview from the study, and of course others with more sceptical views may have chosen not to take part at all.

Anne reflected: ‘PPI is held up as this thing, as a shining beacon we must aspire to. It is essentially seen as a hundred percent positive; there is nothing bad about it, Why are we not critiquing the bad things about it?’

One person said he didn’t need patients to tell him what could be improved, and ‘the only reason I actually have a patient group for those sort of issues is that they are often a better political weapon than me going to hospital management and saying these things’.

Anne feels frustrated that involvement is so trendy’ and you can’t criticise it. To be a good researcher takes years of training.

Age at interview 32

Gender Female

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In addition to researchers’ own reasons for wanting to involve people, several mentioned reasons why individual patients or members of the public might want to get involved, including enjoyment and satisfaction; learning more about their condition; aiding their recovery; gaining new skills and confidence and improving their employment prospects; and wanting to improve care for people in future. Felix suggested that work they had done locally showed that the benefits of involvement were more about its impact on the individuals involved than on the research. Valerie commented that knowing how individuals benefited from getting involved was something ‘profound and moving’ to her. These are topics are explored in more detail in  Experiences of patient and public involvement.

See also ‘Definition, purpose and values of patient and public involvement‘, ‘Researchers’ examples of value and impact of involvement‘ and ‘Feelings about involvement and emotional impact‘.

Finding people to involve in research

A common concern for researchers, especially those with less experience of involvement, was how to go about finding people to involve and how formal the...